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专业能力达标（人员资质符合要求）、运营合规（内部监控完善）等要求；　　其三，严格履行法定监管义务。包括按时缴纳年费、提交周年申报表及业务报告，持牌机构确保负责人员在岗且满足监督要求，个人持牌人则需完成每历年10小时的持续培训。　　其四，无失效或受限情形。牌照/注册未被SFC暂停、撤销、注销，持牌人未主动交回资质，也未因超范围经营、虚假陈述等违规行为导致资质受限。　　香港监管之所以规定“活跃”牌照才

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